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| | SEC Adopts Final Rules Regarding Auditor Independence |
 | | The SEC noted that the rules do not preclude an accounting firm from working on hardware or software systems that are unrelated to the audit client’s financial statements or accounting records, as long as those services are pre-approved by the audit committee. | | | The SEC has not required that the communication be in writing; however, the SEC noted that it would expect that such communications would be documented by the accountant and the audit committee. | | | The SEC noted that laws and regulations in certain foreign countries require auditors in connection with designated transactions of their audit clients to provide "contribution-in-kind reports" that express an opinion on the fairness of the transaction, the value of a security, or the adequacy of the consideration to shareholders. |
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http://www.ffhsj.com/cmemos/030227_auditor_independ.htm
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| | U.S. Securities and Exchange Commission - Wikipedia, the free encyclopedia |
| | SEC Form 4 (stock and stock options ownership and exercise disclosure) | | | The U.S. Securities and Exchange Commission, commonly referred to as the SEC, is the United States governing body which has primary responsibility for overseeing the regulation of the securities industry. | | | To ensure that the SEC remains non-partisan, no more than three Commissioners may belong to the same political party. |
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http://en.wikipedia.org/wiki/Securities_and_Exchange_Commission
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| | SEC knew about dicey fund pricing - Corporate Scandals - MSNBC.com |
| | Other former SEC staffers have said that in the late 1990s the agency was badly outgunned by the financial services industry, as SEC funding failed to keep up with the rapid growth of investing and mutual fund ownership. | | | On March 26, 2003, Baker wrote to SEC chairman Donaldson with a long list of concerns about the mutual fund industry, including matters of corporate governance and the availability of information about the true cost of investing in a mutual fund. | | | As far back as 1997, the SEC began warning the mutual fund industry that its pricing practices were leaving funds open to speculation by professional traders — at the expense of buy-and-hold individual shareholders. |
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http://msnbc.msn.com/id/3072548
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| | SEC Adopts Rules Regarding Disclosure about Off-Balance Sheet Arrangements and Aggregate Contractual Obligations |
| | In the proposed rules, the SEC stated that it interpreted the language of Section 401(a) of the Sarbanes-Oxley Act to require the SEC to mandate a standard for disclosure of off-balance sheet items more stringent than the "reasonably likely" standard. | | | In the proposed rules, the SEC proposed to require issuers to include in the MDandA (1) tabular disclosure about contractual obligations and (2) either tabular or textual disclosure about contingent liabilities and commitments. | | | Section 401(a) of the Sarbanes-Oxley Act requires the SEC to adopt off-balance sheet disclosure rules that apply to quarterly reports filed with the SEC. |
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http://www.ffhsj.com/cmemos/030203_off_balance_sheet.htm
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| | TheStreet.com: SEC Staff Cuts Are Penny-Wise but Pound-Foolish |
| | The SEC recently froze the funds' assets and appointed a receiver to manage it. | | | With the SEC currently inspecting funds only once every five years, these staff cuts are reason to celebrate if you're a fund manager who makes money by playing fast and loose with your shareholders' money. | | | Acting SEC Chairman Laura Unger testified yesterday before a House Committee that banking agency attorneys, accountants and examiners made 24% to 39% more then their SEC counterparts, with this disparity causing "a significant drain on morale." |
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http://www.thestreet.com/funds/mercerbullard/1420746.html
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| | Haynes Boone KnowledgeConnect Sarbanes-Oxley Act of 2002: SEC Adopts Amendments to Accelerate Section 16 Filings |
| | The SEC indicated at the hearing implementing this provision that it strongly encourages all reporting persons to begin reporting their transactions using EDGAR immediately. | | | The SEC intends to adopt amendments to Form 4 to make the form consistent with the new reporting requirements under the Act. | | | In Release No. 34-46421, the SEC adopts rule and form amendments to implement the accelerated filing deadline applicable to Form 4 reports required to be filed by officers, directors and greater than 10% beneficial owners. |
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http://www.haynesboone.com/knowledge/knowledge_detail.asp?groupid=22&page=pubs&pubid=823
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| | FDA and SEC Work to Enhance Public's Protection from False and Misleading Statements |
| | FDA and SEC staff have agreed to continue identifying additional measures that might be implemented to improve the process by which FDA shares non-public information with the SEC and its staff in accordance with FDA's laws and procedures. | | | In addition to implementing administrative improvements to make FDA technical and scientific support of the SEC and its staff more efficient, FDA is for the first time establishing a centralized procedure for FDA personnel to use in referring to the SEC statements by FDA-regulated firms that may be false or misleading. | | | FDA assists SEC staff by assessing the accuracy of statements in SEC filings relating to FDA issues. |
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http://www.fda.gov/bbs/topics/NEWS/2004/NEW01019.html
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| | SEC - open source and platform independent event correlation tool |
| | "Working with SEC - the Simple Event Correlator" by Jim Brown - an excellent paper that not only provides a good introduction to SEC but also covers a number of advanced issues (here are the links for the part 1 and part 2 of the paper). | | | The purpose of this list is to facilitate discussion between SEC users, so that you can ask questions from more experienced users and share your experience with others. | | | There is a mailing list for SEC users. |
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http://kodu.neti.ee/~risto/sec
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| | Investor Resources from the SEC, NASD and Securities Law Information Center |
| | SEC's guide to selecting a broker, choosing an intial investment, and addressing investment problems. | | | NASD Public Disclosure Program is "intended to help investors determine whether they wish to do business with an individual broker or securities firm." | | | SEC Complaint Center - can help you file complaints about stockbrokers and investment advisors |
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http://www.sec-nasd-regulations.com/resources.htm
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| | Securities & Exchange Commission - SEC |
| | The statutes administered by the SEC are designed to promote full public disclosure and protect the investing public against fraudulent and manipulative practices in the securities markets. | | | One example of an activity that falls within the SEC's domain: if someone purchases more than 5% of a company's equity, they must report to the SEC within 10 days of the purchase because of the takeover threats it may cause. | | | Generally, most issues of securities offered in interstate commerce, through the mail, or on the Internet, must be registered with the SEC. |
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http://www.investopedia.com/terms/s/sec.asp
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| | Internet Fraud: How to Avoid Internet Investment Scams |
| | The difference between investing in companies that register with the SEC and those that don't is like the difference between driving on a clear sunny day and driving at night without your headlights. | | | The federal securities laws require many public companies to register with the SEC and file annual reports containing audited financial statements. | | | The SEC obtained court orders freezing Huttoe's assets and those of various others who participated in the scheme or who received fraud proceeds. |
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http://www.sec.gov/consumer/cyberfr.htm
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| | museum.media.org: EDGAR |
| | The new head of MIS at the SEC, Mike Bartell, turned out to be a real live wire and he volunteered to have the SEC run the service. | | | Well, the SEC had cut a contract with a data wholesaler who would add value. | | | Our goal was to have the SEC serve their own data on the Internet. |
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http://museum.media.org/edgar
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| | Working with SEC- the Simple Event Correlator |
| | SEC was written by Risto Vaarandi, a professional software developer from Estonia, and is available from the SEC Home Page. | | | With an appropriate set of rules, SEC can be configured to monitor logfiles for a single host, a small group of systems, or a whole enterprise. | | | With SEC, the only requirement is that the named pipe must exist before writing to it. |
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http://sixshooter.v6.thrupoint.net/SEC-examples/article.html
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| | SEC - Space Education Council : Home |
| | Discover what the SEC does and what it stands for. | | | It is intended to allow its members to exchange information, coordinate activities, and combine expertise and experience in the different sectors of space education. | | | Here you will find a number of useful information regarding the Space Education Council (SEC), its activities and members. |
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http://www.secuk.org
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| | FreeEDGAR: Free Real-Time SEC EDGAR Filings |
| | For complete access to SEC filings and company information for an individual project or one-time need. | | | For professionals with a need for comprehensive company and financial data, all in one place. | | | How to Get the Company Information You Need from SEC Documents Today. |
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http://www.freeedgar.com
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| | SEC News |
| | SEC News continually updated from thousands of sources around the net. | | | Former CEO of Buffett unit may face SEC suit | | | The Securities and Exchange Commission said the former KPMG accountant who oversaw audits of Xerox Corp. 2.7 |
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http://www.topix.net/us/sec
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| | NASAA |
| | NASAA and the SEC have announced a one-year waiver of certain system fees paid by investment advisers and all investment adviser representatives for registration in the IARD program. | | | NASAA, NYSE Regulation, and NASD applaud the SEC for approving a common definition of "branch office" in the securities industry, and a new, centralized branch office registration system through the Central Registration Depository (CRD®). | | | NASAA also announced it is reducing by 30 percent system fees paid by state-regulated investment advisers on an on-going basis. |
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http://www.nasaa.org
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| | SEC/GAAP Watch - RIA |
| | The SEC staff will post all statements on the Advisory Committee's Web site, as well as make them available for public inspection and copying in the SEC's Public Reference Room in Washington, DC. | | | The RFI follows ten months of testing by the SEC of financial data tagging technology through a voluntary pilot program that allows registrants to file periodic and investment company reports using interactive data based on eXtensible Business Reporting Language (XBRL). | | | Additionally, the data's instant availability may streamline and accelerate its collection and reporting to the SEC and the public. |
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http://ria.thomson.com/secgaapwatch
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| | Bloomberg.com: U.S. |
| | The SEC authorized a formal order of investigation of Frist's sale in June of HCA Inc. shares, people with direct knowledge of the inquiry said yesterday. | | | John Nester, an SEC spokesman, also declined to comment. | | | Frist Faces Heat as SEC Orders Formal Investigation (Update2) |
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http://www.bloomberg.com/apps/news?pid=10000103&sid=anM.DHkPQl.M&refer=us
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| | Philippine Securities and Exchange Commission |
| | SEC Form 28-BD Application For Registration as a Broker Dealer and Amendments Thereto | | | Notification of Inability to File All or Any Portion of Sec Form 17-A or 17-Q | | | Application for Registration Renewal of an Associated Person of an Investment House (Download PDF) |
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http://www.sec.gov.ph/Annexes-Forms.htm
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| | Study English in Canada Inc. / About Us |
| | Each student has regular individual counseling and meetings with their SEC advisor. | | | Study English in Canada Inc. / About Us At SEC, our classrooms open up to TORONTO, then CANADA and then THE WORLD. | | | SEC staff members take care of small groups of SEC students, 20 students maximum. |
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http://www.sectoronto.com
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| | Securities Attorney versed in all matters related to SEC Compliance and Litigation. |
| | Within that broader context of SEC investigations and litigation, Mr. | | | Defense of investment professionals, securities broker dealers and investment advisers in SEC, NASD-Regulation, NYSE and state regulatory examinations, investigations and litigation and in CRD expungement matters | | | Weigel also supervised investigations and litigated cases involving securities issuers’ Ponzi schemes and false financial reporting. |
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http://www.investmentattorneys.com
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| | Southcentral Employment Corporat |
| | SEC is federally and state funded, and services are provided at no charge to customers. | | | The Southcentral Employment Corporation (SEC) provides career development services in Adams, Dauphin, Cumberland, Perry, York, Franklin, Lebanon and Juniata Counties. |
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http://www.pasec.org
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| | SEC Industrial Battery Company - Welcome |
| | SEC technical support is always available free of charge. | | | All SEC Products, Datasheets and Technical Information can now be located Online through our powerful data-mining search functionality. | | | SEC’s high quality Industrial Batteries and related products, together with SEC’s Service record, Engineering, Installation, Testing, and Maintenance expertise makes SEC the best answer for your global battery requirements. |
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http://www.secbattery.com
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| | Investment Adviser Search |
| | Return to the SEC Return to SEC IARD Page Return to Sitemap Investment Adviser Search |
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http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_OrgSearch.aspx
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| | Semiconductor Equipment Corporation, Assembly, Rework, Handling and Test Equipment |
| | S.E.C. is the distributor for the US, Canada, and Mexico. | | | About SEC Articles Products Representatives Request Info What's New | | | The new i-Cube II will compliment SEC’s current line of manual and semi-automatic die bonders, flipchip placement and bonding systems, laser diode bonders, eutectic die bonders, pick-and-place systems, tape applicators, die ejectors, rework stations, wafer dicing tape, UV curable and high purity tapes, and multifunctional bond testers. |
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http://www.semicorp.com
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| | Applied Materials, Inc. - Investors |
| | Applied Materials filed its Quarterly Report on Form 10-Q, for the third quarter of fiscal year 2005, with the Securities and Exchange Commission (SEC) on September 1, 2005 (32 days after the close of its third fiscal quarter ended on July 31, 2005). | | | Applied Materials plans to file its Annual Report on Form 10-K, for its fiscal year ending October 30, 2005, with the SEC, on or before January 13, 2006. | | | Applied Materials assumes no liability for any inaccuracies, errors or omissions in or from any data or other information provided on these pages, or for any actions taken in reliance on any such data or information. |
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http://www.appliedmaterials.com/investors
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| | SEC School Links |
| | It is not affiliated with the SEC, the NCAA or any member institution. | | | Email us at the link below below if we have missed your favorite SEC school site. | | | This page is intended to provide you with links to the best sport websites of the Southeastern Conference, the premier athletic association of the NCAA. |
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http://www.zyworld.com/seclinks/seclinks.htm
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| | Securities Arbitration, Securities Litigation, Investment Fraud & SEC Defense |
| | Having investigated over 80 and prosecuted over 35 regulatory actions for the SEC, Russell C. Weigel, III, knows well the agenda of the regulator, the resources and limitations inherent in government litigation, and the substantive law, procedural twists, and strategies of securities litigation. | | | Securities Arbitration, Securities Litigation, Investment Fraud & SEC Defense | | | Martindale-Hubbell ratings fall into two categories - legal ability and general ethical standards. |
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http://www.nasd-arbitration.com
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| | USATODAY.com - Around the SEC |
| | The Wildcats (1-4, 0-2 SEC) got real good at it by the time it was over. | | | After a 27-14 home loss to Georgia on Saturday, the Vols (3-2, 2-2 SEC) aren't even a good bet to win the SEC East at this point. | | | PLAYERS TO WATCH: QB Brodie Croyle — The SEC Offensive Player of the Week, Croyle completed 14 of 17 passes for 283 yards and a career-high three touchdowns against a Florida defense that entered the game leading the SEC in pass defense. |
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http://www.usatoday.com/sports/college/football/sec/home.htm
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| | Programme Bec à son |
| | : Bal d'hiver animé par Valsepareille, Bois Sec ! |
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http://perso.wanadoo.fr/bois.sec/becason.htm
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| | www.secsports.com |
| | 2005 SEC Cross Country - Week 6 Release | | | 2005 SEC Women's Soccer Release - Week 7 | | | Florida's Kisya Killingsworth has been named SEC Offensive Player of the Week, Kentucky's Jenni Casper is Defensive Player of the Week, and Tennessee's Milan Clarke is Freshman of the Week. |
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http://www.secsports.com
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| | Space Environment Center |
| | Top News of the Day: Learn about SEC's new email Product Subscription Service. | | | Press enter or select the go button to submit request |
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http://www.sec.noaa.gov
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| | SEC Solutions - Electrical Estimating Software |
| | Contractors, Written, supplied and supported by SEC Solutions Ltd, Worcester, UK. | | | Trading since 1988, SEC have installed over 3500 estimating systems to electrical and mechanical contractors. | | | The split screen estimating format was introduced by SEC in 1988 and has since been widely copied by our competitors, so much so that it is now the industry standard estimating format. |
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http://www.secsol.co.uk
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| | SEC LOS ANGELES |
| | A fully accredited 1-year SEC / Hebrew U. program for College Students. | | | Weekly insights by SEC Jerusalem Rabbi Yosef Benarroch. | | | Stay at the SEC in the Old City and study at Israel's finest University. |
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http://www.seclosangeles.com
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| | Gator Football @ Gatorzone.com |
| | Mincey Named SEC Defensive Lineman of the Week | | | University of Florida head coach Urban Meyer and several players discussed their thoughts on the upcoming game at LSU: |
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http://www.gatorzone.com/football
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| | Information Security |
| | Louise Yngström, Jan Carlsen (Eds.): Information Security in Research and Business, Proceedings of the IFIP TC11 13th International Conference on Information Security (SEC '97), 14-16 May 1997, Copenhagen, Denmark. | | | SEC 2004 Home Page - SEC 2004 was part of the 18th IFIP World Computer Congress | | | - SEC 2000 was part of the 16th IFIP World Computer Congress |
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http://www.informatik.uni-trier.de/~ley/db/conf/sec
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| | Sec-dependent membrane protein insertion: sequential interaction of nascent FtsQ with SecY and YidC -- Urbanus et al. 2 ... |
| | from the Sec translocase into the lipid bilayer. | | | Scotti, P.A., Urbanus, M.L., Brunner, J., de Gier, J.W., von Heijne, G., van der Does, C., Driessen, A.J., Oudega, B. and Luirink, J. (2000) YidC, the Escherichia coli homologue of mitochondrial Oxa1p, is a component of the Sec translocase. | | | Tian, H.P., Boyd, D. and Beckwith, J. (2000) A mutant hunt for defects in membrane protein assembly yields mutations affecting the bacterial signal recognition particle and Sec machinery. |
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http://emboreports.npgjournals.com/cgi/content/full/2/6/524
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| | Billboard.co.uk |
| | You searched for sec : Showing results 1 - 5 | | | One of the UK's largest electrical contractors looking for young people to start apprenticeships | | | Orange, O2 and 3G Phones Delivered Next Day Get a Free DVD Player or up to £200 Cashback with selected deals, including the latest 3G Video Phones, all with fast, free delivery. |
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http://www.sec.co.uk
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| | SEC - We're Here For You! |
| | Please check out the links on the left for more information about the Centre, about the services we provide, and for a wealth of general sexual education information. | | | SEC will be open 10AM-7PM Monday-Friday as of September 12, 2005 | | | We have information on this STI located in our online library |
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http://sec.sa.utoronto.ca
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| | [No title] |
| | The winner of the 11-game tournament receives the SEC's automatic bid to the NCAA Tournament. | | | SEC Commissioner Roy Kramer presents the 2001 SEC Men's Basketball Tournament trophy to Kentucky coach Tubby Smith. | | | Kentucky leads the league with 23 SEC Tournament titles. |
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http://www.secsports.com/new/local/tix_bkc2002.html
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